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Baker Donelson

@Baker_Donelson

As one of the largest law firms in the US, Baker Donelson offers over 700 attorneys seamlessly connected across 27 offices to serve virtually any legal need.
United States bakerdonelson.com Joined July 2009
942 Following 3.6K Followers 16K Posts

Latest posts 5

Baker Donelson @Baker_Donelson
The OCC released a supervisory framework for examining banks' use of AI. The guidance makes clear: AI risk isn't determined by how sophisticated the technology is but by what it's allowed to do and what happens when something goes wrong. bakerdonelson.com/occ-sets-new-e…
www.bakerdonelson.com OCC Sets New Expectations for Banks' Use of AI Six key areas banks should consider as they assess AI governance, oversight, and controls.
Baker Donelson @Baker_Donelson
Under new FINRA Rule 3290, dual-hatted personnel at unaffiliated investment advisers will no longer require broker-dealer supervision or recordkeeping. bakerdonelson.com/sec-approves-f…
www.bakerdonelson.com SEC Approves FINRA Rule 3290: What the New Outside Activities Rule Means for Broker-Dealers,... New requirements for outside activities take effect October 25, 2027, with important changes for broker-dealers, advisers, and funds.
Baker Donelson @Baker_Donelson
The SEC has released its examination priorities for fiscal year 2027, and among the familiar discussions of fiduciary duties, investor protection, and regulatory compliance is a term that may catch some readers by surprise: "super intelligence." bakerdonelson.com/super-intellig…
www.bakerdonelson.com Super Intelligence, Deepfakes, and Cyberattacks: The SEC's 2027 Examination Priorities Put AI in... What financial firms should know about AI, deepfakes, cyber threats, Regulation S-P, and evolving SEC scrutiny.
Baker Donelson @Baker_Donelson
DOJ's National Security Division announced its first "near miss" non-prosecution agreement under the Corporate Enforcement Policy. bakerdonelson.com/a-near-miss-st…
www.bakerdonelson.com A "Near Miss" Still Counts: DOJ's First Part II Non-Prosecution Agreement Under the Corporate... DOJ's first "near miss" NPA shows what a late but cooperative self-report earns, and what companies should do now.